David Peña

Senior Client Associate

David joined the firm as a Senior Client Associate in July 2021. Previously, David was an employee of Fidelity Investments for eight years. At Fidelity David started as a back-end Transfer of Assets processor in Operations. From there he moved over to Client Services to process Transfer of Assets initiations, and problem resolution. After two years David transitioned into a Client Service Representative role where he assisted advisors on the phone.

David graduated from Johnson & Wales University in Providence RI, with a Bachelor of Science degree in Hospitality. Prior to Financial Services, he held several positions in the Hospitality industry including line and station cook, catering kitchen manager, and wedding host over a 5-year span.